LONDON, UK: Proofpoint, Inc. has expanded capabilities to enable financial services institutions to address complex, global regulatory compliance demands. Proofpoint enhancements include amplified supervisory review capabilities, direct integration with CA Data Protection (formerly Orchestria) and an expansion to the captured and archived content types including Jive, Jabber, Microsoft Lync Online and SMS.
“Proofpoint’s expanded functionality makes it easier for financial services firms to use new collaboration tools and meet global regulatory demands,” said Darren Lee, general manager of Archive & Governance for Proofpoint. “Streamlining client interaction via email, boosting productivity with social media and adhering to compliance can be a very complex task. Proofpoint is committed to helping firms meet their goals and simplify compliance.”
With the recent acquisition of Nexgate, a pioneer in social media security and compliance, Proofpoint also helps ensure broker-dealers, banks and insurance providers can meet specific social media regulatory mandates. These include real-time enforcement and intelligent archiving for FINRA Rules 11-39 and 2210(c)(6), SEC Regulation FD, FFIEC Regulations B, Z, DD and the Fair Housing Act, and UK Financial Conduct Authority guidelines for COBS 4.2 and PERG 8.22 as well as FTC requirements for Material Connections, Sweepstakes, and Truth-In-Advertising